Registered Financial Assistant
Costa Mesa, California, United States

Job Summary

Occupation Business and Financial Operations
Specialty Financial/Investment Analyst
Salary 55,000 – 75,000 yearly
Location 91302, Calabasas, California, United States
Visa Sponsorship No

Job Description

Last Update: 5/09/23

We are hiring a Registered Financial Assistant for our team.

Potential candidates will be working with our team of Financial Advisers to serve our clients efficiently and effectively within the strict confines of fiduciary duty.

Training and mentoring is offered.


  • Ensuring client satisfaction by providing high-quality advisement and planning service, as directed by Financial Advisers.
  • Assist Financial Advisers in preparing and providing analysis of client portfolios for meetings. And in communicating with client’s other professional advisors (Lawyers, CPA, etc.).
  • Serve as back-up to Financial Adviser.
  • Work collaboratively with the rest of the team.


  • Bachelor's degree
  • Series 63, 65, 66, or 7 certifications
  • At least 1 year of relevant work experience in financial advising field
  • Hands-on experience with comprehensive financial planning is ideal
  • Strong listening and written communication skills.
  • Strong analytical skills and attention to detail.


  • Sign-on Bonus
  • Relocation Assistance
  • 401K Match
  • Medical, Dental, Vision, and Benefits (w/ Employer contribution)